Regulatory Compliance

ULedger Data Assurance solution delivers critical support to regulated entities in meeting Federal & State regulations, numerous compliance requirements and industry specific best practices.    

Pharmaceuticals

  • DSCSA (Drug Supply Chain Security Act)
  • FDA Data Integrity (meta data, electronic signatures, identity, audit trail)

Finance/Securitization

  • SEC & FINRA Securities Regulations
  • State Securities Regulations
  • Anti Money Laundering Regulations and Data Integrity
  • NY State Department of Finance Cyber Security Rules

Electronic Medical & Health Records

  • HIPAA (Health Insurance Portability & Accounting Act)
  • HITECH Act: Unauthorized uses and disclosures of PHI
  • HHS: Data Integrity and Audit Trails

Public Companies - Sarbanes Oxley (SOX)

  • Internal controls and procedures, access & fraud detection, electronic records requirements
  • Section 302: Safeguards against faulty financial reporting
  • Section 302.2: Establishing safeguards to prevent data tampering
  • Section 302.4.B: Establishing verifiable controls to track data access
  • Sections 302.5 A&B: Detection of security breaches
  • Title III: Accuracy & validly of financial reports

Insurance

  • Fraud mitigation: i.e. billing falsification, document tampering & identity falsification
  • NAIC: corporate governance decision making and accountability chain
  • ORSA: (Own Risk Solvency Assessment) Filings and documentation
  • Cyber breach defense

Digital Communications

  • Records retention requirements
  • Books & records requirements, time stamping & identity of digital communications activity
  • Discovery, audit, compliance and audit benefits
  • 3rd party assurance of communications and associated content
ULedger Kosovo

Ali Kelmendi 26/1
Prishtina 10000 Kosovo